Weingarten
Rights
EMPLOYEE'S
RIGHT TO UNION REPRESENTATION
Art
3 sec 2B. The Employer agrees to annually inform all
employees of their rights under 5 U.S.C. 7114(a)(2)(B) through
permanent postings on all official bulletin boards. During his/her initial
orientation, each employee will be provided with a copy of Weingarten rights in
the orientation package.
Overview
Weingarten is a short-handed
term used to refer to the right of bargaining unit employees to have a union
representative present during "investigative interviews" that could
lead to disciplinary action if such representation is requested by the employee.
The term Weingarten is drawn from a private sector decision, NLRB v. J.
Weingarten, Inc., 420 U.S. 252 (1975). The specific right of federal
employees to union assistance during investigative interviews is rooted and
spelled out in 5 USC 7114(a)(2)(B).
The rights of employees to have present a
union representative during investigatory interviews were announced by the U.S.
Supreme Court in a 1975 case (NLRB
vs. Weingarten, Inc. 420 U.S. 251, 88 LRRM 2689).
These rights have become known as the
Weingarten rights.
Employees have
Weingarten rights only during investigatory interviews. An investigatory interview
occurs when a supervisor questions an employee to obtain information which could
be used as a basis for discipline or asks an employee to defend his or her
conduct.
If an employee has a reasonable belief that
discipline or other adverse consequences may result from what he or she says,
the employee has the right to request union representation. Management is not
required to inform the employee of his/her
Weingarten rights; it is the employees responsibility to know and request.
When the employee makes the request for a
union representative to be present management has three options:
(I) it can stop questioning until the representative arrives.
(2) it can call off the interview or,
(3) it can tell the employee that it will call off the interview unless the
employee voluntarily gives up his/her rights to a union representative (an
option the employee should always refuse.)
Employers will often assert that the only
role of a union representative in an investigatory interview is to observe the
discussion. The Supreme Court, however, clearly acknowledges a representative's
right to assist and counsel workers during the interview.
The Supreme Court has also ruled that
during an investigatory interview management must inform the union
representative of the subject of the interrogation. The representative must also
be allowed to speak privately with the employee before the interview. During the
questioning, the representative can interrupt to clarify a question or to object
to confusing or intimidating tactics.
While the interview is in
progress the representative can not tell the employee what to say but he may
advise them on how to answer a question. At the end of the interview the union
representative can add information to support the employee's case.
Overview
Weingarten is a short-handed
term used to refer to the right of bargaining unit employees to have a union
representative present during "investigative interviews" that could
lead to disciplinary action if such representation is requested by the employee.
The term Weingarten is drawn from a private sector decision, NLRB v. J.
Weingarten, Inc., 420 U.S. 252 (1975). The specific right of federal
employees to union assistance during investigative interviews is rooted and
spelled out in 5
USC 7114(a)(2)(B).
Key Points
These key-point summaries cannot reflect every fact or point of law contained within a source document. For the full text, follow the link to the cited source. BIGGY BELOW
| An
exclusive representative shall be given the opportunity to be represented
at any examination of an employee by a representative of the agency in
connection with an investigation if the employee reasonably believes the
examination may result in disciplinary action and the employee requests
representation. 5
USC 7114(a)(2)(B). | |
| Upon
receiving a request for representation during an investigative interview
that an employee reasonably believes could result in discipline, the
agency has 3 choices: 1) grant the request; 2) discontinue the
questioning; or 3) offer the employee the choice of continuing without a
union representative present or foregoing the benefit of continuing the
interview. Metropolitan Correctional Center, New York, 27 FLRA 874,
87
FLRR 1-1303. | |
| Each
agency must annually inform its employees of their rights to
representation during investigative interviews. 5
USC 7114(a)(3). | |
| The
term "examination" is synonymous with investigative interview.
BATF v. FLRA, 835 F.2d 1446 (D.C. Cir. 1987), 88
FLRR 1-8005. | |
| The
right to union representation includes both criminal and non-criminal
investigations. IRS, Jacksonville District, 23 FLRA 876, 86
FLRR 1-1831. | |
| In
order for an interview to qualify as an examination in connection with an
investigation, it is neither necessary for the employee to be in custody
or to be required to attend the interview. AFGE v. FLRA, 837 F.2d
495 (D.C. Cir. 1988), 88
FLRR 1-8011, VA Medical Center, Jackson, MS, 48 FLRA 787, 93
FLRR 1-1266. | |
| To
qualify as an examination for the purposes of the Weingarten right and
interview does not have to occur on duty time. IRS, Los Angeles
District, 15 FLRA 626, 84
FLRR 1-1615. | |
| Questioning
conducted in a written format may still qualify as an examination for
Weingarten purposes. Border Patrol, Del Rio, TX, 46 FLRA 363, 92
FLRR 1-1347. | |
| The
determination of whether a belief that discipline could result was
reasonable under the circumstances must be made from the perspective of
the employee, rather than the intentions of the agency representatives.
VA Medical Center, Hampton, 51 FLRA 1741, 96
FLRR 1-1086. | |
| An
employee does not have to be the direct or current target of an
investigative interview in order to harbor a reasonable fear, or to invoke
the Weingarten right. IRS v FLRA, 671 F.2d 560 (D.C. Cir. 1982), 82
FLRR 1-8028. | |
| An
employee's fear of discipline may be removed upon delivery of assurances
that no discipline will result, if the employee knows that the officials
making such assurances are empowered to make good on them. Norfolk
Naval Base, 14 FLRA 731, 84
FLRR 1-1473, and FLRA v Dept. of Justice, 779 F.2d 719 (D.C.
Cir. 1985), 85
FLRR 1-8034. | |
| An
employee may invoke the right to a union representative at any point
during an investigative interview. Bureau of Prisons, 55 FLRA 388, 99
FLRR 1-1048. | |
| A
request for representation does not have to be in a specific format or use
any particular words. Border Patrol, Washington, D.C., 41 FLRA 154,
91
FLRR 1-1295. | |
| A
request for representation does not have to be repeated in order to remain
in effect. Norfolk Naval Shipyard, 14 FLRA 82, 84
FLRR 1-1395. | |
| An
employee may waive the right to a representative after requesting one, but
the waiver must be clear and unmistakable. Mine Safety and Health
Administration, 35 FLRA 790, 90
FLRR 1-1280. | |
| An
attempt to coerce an employee to forego union representation during an
investigative interview constitutes a ULP. Border Patrol, El Paso,
42 FLRA 834, 91
FLRR 1-1449. | |
| The
union is entitled to designate which representative will attend an
investigative interview. FDA, Newark, 47 FLRA 535, 93
FLRR 1-1100. | |
| The
agency may be able to disallow the union's choice of representative in
certain special circumstances; e.g., situations in which the proposed
representative is also a target of the investigation. Bureau of Prisons,
54 FLRA 1502, 98
FLRR 1-1208. | |
| The
agency is not required to unreasonably delay an investigation in order to
accommodate the union's or employee's request for a specific individual to
serve as the union representative. INS, New York District Office,
46 FLRA 1210, 93
FLRR 1-1016. | |
| The
union representative in attendance at an investigative interview is
entitled to take an active role. NASA, 50 FLRA 601, 95
FLRR 1-1068. | |
| An
active role for a union representative includes the right to ask
questions, assist in producing relevant information, and consulting with
the employee being interviewed. VA Medical Center, Jackson, 48 FLRA
787, 93
FLRR 1-1266. | |
| A
union representative is not entitled, however, to disrupt an investigation
or to provide answers for the employee being questioned. Norfolk Naval
Shipyard, 9 FLRA 458, 82
FLRR 1-1651, FAA, St. Louis, 6 FLRA 678, 81
FLRR 1-1223, and IRS, Fresno, 7 FLRA 371, 81
FLRR 1-1288. | |
| A
union representative is not entitled to insist on taping an investigative
interview. INS, San Diego, 13 FLRA 591, 84
FLRR 1-1359. | |
| If
a union representative engages in misconduct during an investigative
interview, the agency may not take action against the employee absent
misconduct on the employee's part. INS, San Diego,13 FLRA 591, 84
FLRR 1-1359. | |
| Statements
made by an employee to a union representative during an investigation are
protected from disclosure. Customs Service, 38 FLRA 1300, 91
FLRR 1-1003. | |
| The
agency is not required to reveal its case against an employee to a
designated union representative during the conduct of an investigation.
FAA, New England Region, 35 FLRA 645, 90
FLRR 1-1269. | |
| A
performance evaluation does not constitute an investigative interview.
Hanscom AFB, 45 FLRA 484, 92
FLRR 1-1218. | |
| A
counseling session does not constitute an investigative interview. IRS,
8 FLRA 324, 82
FLRR 1-1448. | |
| A
meeting held for the purpose of warning an employee against acts of
misconduct does not constitute an investigative interview. IRS, 15
FLRA 360, 84
FLRR 1-1560. | |
| A
meeting held to convey a decision already reached does not constitute an
investigative interview. Wright-Patterson AFB, 9 FLRA 871, 82
FLRR 1-1623. | |
| ,
Washington, D.C.,
41 FLRA 154, 91
FLRR 1-1295. | |
| If
discipline resulted from a situation in which an agency improperly denied
an employee union representation during an investigative interview, the
remedy for a resulting ULP finding needs to go beyond a posting and a
cease and desist order. In this case, the FLRA ordered the agency to
repeat the investigative interview, upon request of the union and the
employee, and to afford the grievant union representation. Thereafter, a
subsequent determination of whether discipline was appropriate, based on
the results of the new interview, could be made. Then, depending on the
outcome, the agency was to take whatever actions may be necessary to make
the employee whole. Bureau of Prisons, Safford, AZ, 35 FLRA 431, 90 FLRR
1-1252. |